IT Audit And Compliance Specialist Interview Question:

How Would You Handle a Request by a Senior Executive to Violate a Company's Code of Conduct?

Submitted by: Muhammad

This question is an attempt to assess whether you are comfortable dealing with senior level employees. As a compliance officer, you must convince corporate boards and senior executives, including the CEO, that an effective compliance program is a priority. You must ensure that all employees, regardless of rank, are educated about the risks to the organization of not complying with laws, rules and regulations.
Submitted by: Muhammad